Date: June 19, 2017

Issue: FINRA

To: Ms. Jennifer Piorko Mitchell, Office of the Corporate Secretary, FINRA

Filing Type: Letter

Details: CCMC submitted a letter regarding potential enhancements to certain FINRA engagement programs. CCMC believes that the Engagement Notice, as well as the overall FINRA360 review of FINRA's policies and procedures, is a postive step in the right direction to make it a more effective and transparent regulator. 

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