Date: June 19, 2017
To: Ms. Jennifer Piorko Mitchell, Office of the Corporate Secretary, FINRA
Filing Type: Letter
Details: CCMC submitted a letter regarding potential enhancements to certain FINRA engagement programs. CCMC believes that the Engagement Notice, as well as the overall FINRA360 review of FINRA's policies and procedures, is a postive step in the right direction to make it a more effective and transparent regulator.