CCMC submitted comments on the proposed amendments to 950 CMR 12.204, 12.205 and 12.207, establishing a fiduciary standard of conduct for Massachusetts broker-dealers, agents, investment advisers and investment adviser representatives.
Center for Capital Markets Competitiveness
We break down barriers and shape policy that finances growth.
CCMC submitted comments on the proposed amendments to 950 CMR 12.204, 12.205 and 12.207, establishing a fiduciary standard of conduct for Massachusetts broker-dealers, agents, investment advisers and investment adviser representatives.