Letters – Center for Capital Markets Competitiveness

CCMC frequently submits comment letters to regulators and letters to Congress to ensure the views of the business community are considered in the rule making and legislative process.

Joint Trades Letter Supporting S.J. Res. 33, to Rescind the DOL’s Fiduciary Rule (5/23/16)

Key Vote Letter Supporting S.J. Res. 33 to Rescind the DOL’s Fiduciary Rule (5/23/16)

Joint Trades Letter to Financial Crimes Enforcement Network on proposed rules regarding Reports of Foreign Bank and Financial Accounts (FBAR) (05/09/2016)

Joint Trades Letter Supporting the Introduction of of S. 2867, “SEC Small Business Advocate Act of 2016.’” (04/28/2016)

Sign-On Letter to the House of Representatives Supporting the Passage of H.J. Res. 88 to rescind the DOL’s Fiduciary Rule (4/28/2016)

Joint Trades Letter Supporting the Passage of H.J. Res. 88, “Dissaproving the rule submitted by the DOL relating to the definition of the term “Fiduciary.'” (04/27/2016)

Letter to the House of Representatives supporting H.J. Res. 88 to rescind the DOL’s Fiduciary Rule (04/28/2016)

Letter to the Members of the House Committee on Education and the Workforce supporting H.J. Res. 88 to rescind the DOL’s Fiduciary Rule (04/20/16)

Letter to the U.S. House of Representatives supporting H.R. 3340, the Financial Stability Oversight Council Reform Act and H.R. 3738, the OFR Accountability Act of 2015 (4/13/16)

Letter to Basel Committee regarding guidance on financial inclusion regulation and supervision (03/31/2016)

Letter to the CFPB regarding regulation by enforcement (03/31/2016)

Letter to the SEC regarding its proposed rule regarding use of derivatives by Registered Investment Companies and Business Development Companies (03/28/2016)

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