Tom Quaadman Traders work on the floor of the New York Stock Exchange. Photo credit: Michael Nagle/Bloomberg. The U.S. has roughly half the number of public companies that it had twenty years ago. Following the JOBS Act in 2012, the initial public offering (IPO) market started showing new signs of life, with exciting and innovative… Read more about Attacks on Dual-Class Share Structures are Unjustified

Samantha DeZur The Securities and Exchange Commission (SEC) headquarters in Washington, D.C. Photo credit: Brendan Hoffman/Bloomberg. Back in 2018 when the SEC proposed rules around the conduct of financial professionals providing advice, I wrote: No two Americans are the same. We come from different backgrounds and we have different goals, different lifestyles, and different needs. We… Read more about SEC Proposed Best Interest Rules: Putting Investors First

Tom Quaadman Traders work on the floor of the New York Stock Exchange in New York. Photo credit: Michael Nagle/Bloomberg. Lawmakers on both sides of the aisle have recently criticized stock buybacks, including Sen. Chuck Schumer (D-NY) and Sen. Bernie Sanders (I-VT) in a New York Times op-ed and Sen. Marco Rubio (R-FL) in a… Read more about 3 Things You Need to Know About Stock Buybacks