Date: March 23, 2017 Issue: Corporate Governance; To: SEC Filing Type: … Read more about Letter to the SEC on the Commission’s Pay Ratio Rule
Key Vote Letter: Senate CRA on State-Based Retirement Accounts (H.J. Res. 66 and H.J. Res. 67)
Date: March 21, 2017 Issue: Retirement To: … Read more about Key Vote Letter: Senate CRA on State-Based Retirement Accounts (H.J. Res. 66 and H.J. Res. 67)
Coalition for Derivatives End-Users Comment Letter on the CFTC’s Cross-Border Application of the Registration Thresholds and External Business Conduct Standards Applicable to Swap Dealers and Major Swap Participants (12/19/2016)
Date: December 19, 2016 Issue: Derivatives To: U.S. Commodity Futures Trading … Read more about Coalition for Derivatives End-Users Comment Letter on the CFTC’s Cross-Border Application of the Registration Thresholds and External Business Conduct Standards Applicable to Swap Dealers and Major Swap Participants (12/19/2016)
Joint Trades Letter to CFTC on Cross-Border Application of the Registration Thresholds and External Business Conduct Standards Applicable to Swap Dealers and Major Swap Participants (12/19/2016)
Date: December 19, 2016 Issue: Derivatives To: U.S. Commodity Futures Trading … Read more about Joint Trades Letter to CFTC on Cross-Border Application of the Registration Thresholds and External Business Conduct Standards Applicable to Swap Dealers and Major Swap Participants (12/19/2016)
Letter to Office of Regulations and Interpretations of the Employee Benefits Security Administration opposing the Annual Reporting and Disclosure Proposed Rule1 implementing the Notice of Proposed Forms Revisions (12/5/16)
Date: December 5, 2016 Issue: Retirement To: Office of Regulations and … Read more about Letter to Office of Regulations and Interpretations of the Employee Benefits Security Administration opposing the Annual Reporting and Disclosure Proposed Rule1 implementing the Notice of Proposed Forms Revisions (12/5/16)
Joint Trades letter to the CFTC requesting an extension to the Regulation AT comment period (12/7/2016)
Date: December 7, 2016 Issue: CFTC To: U.S. House of … Read more about Joint Trades letter to the CFTC requesting an extension to the Regulation AT comment period (12/7/2016)
Key Vote Letter supporting H.R. 6427, the “Creating Financial Prosperity for Businesses and Investors Act,” and H.R. 5143, the “Transparent Insurance Standards Act of 2016.” (12/5/16)
Date: December 5, 2016 Issue: Regulatory Reform To: U.S. House of … Read more about Key Vote Letter supporting H.R. 6427, the “Creating Financial Prosperity for Businesses and Investors Act,” and H.R. 5143, the “Transparent Insurance Standards Act of 2016.” (12/5/16)
Letter to the U.S. House of Representatives Supporting H.R. 6392, the “Systemic Risk Designation Improvement Act of 2016” (11/30/2016)
Date: November 30, 2016 Issue: Banking To: U.S. House of … Read more about Letter to the U.S. House of Representatives Supporting H.R. 6392, the “Systemic Risk Designation Improvement Act of 2016” (11/30/2016)
Joint letter to the New York State Department of Financial Service on the proposed Cybersecurity Requirements for Financial Services Companies (11/14/2016)
Date: November 14, 2016 Issue: Cybersecurity To: New York State Department of … Read more about Joint letter to the New York State Department of Financial Service on the proposed Cybersecurity Requirements for Financial Services Companies (11/14/2016)
Sign-on Letter in support of H.R. 5311, the Corporate Governance Reform and Transparency Act of 2016 (11/14/15)
Date: November 14, 2016 Issue: Corporate Governance To: Speaker Paul Ryan, U.S. … Read more about Sign-on Letter in support of H.R. 5311, the Corporate Governance Reform and Transparency Act of 2016 (11/14/15)
Letter to the FTC on Standards for Safeguarding Consumer Information (11/07/2016)
Date: October 27, 2016 Issue: Cybersecurity To: Mr. Donald Clark, Secretary, … Read more about Letter to the FTC on Standards for Safeguarding Consumer Information (11/07/2016)
Corporate Governance Coalition for Investor Value Letter to the SEC on Disclosure Update and Simplification, Subpart 400 of Regulation S-K, and Exhibit Hyperlinks and HTML Format (10/27/2016)
Date: October 27, 2016 Issue: SEC To: Brent Fields, Secretary, … Read more about Corporate Governance Coalition for Investor Value Letter to the SEC on Disclosure Update and Simplification, Subpart 400 of Regulation S-K, and Exhibit Hyperlinks and HTML Format (10/27/2016)