Date: September 12, 2016 Issue: Capital Formation To: Vermont Department of … Read more about Letter to the North American Securities Administrators Association (NASAA) on the Proposed Amendments to its Statement of Policy Regarding Real Estate Investment Trusts (09/12/2016)
Letter to the House of Representatives supporting H.R. 2357, the “Accelerating Access to Capital Act of 2015,” and H.R. 5424, the “Investment Advisers Modernization Act of 2016.” (9/08/16)
Date: September 8, 2016 Issue: Corporate Governance To: The U.S. House of … Read more about Letter to the House of Representatives supporting H.R. 2357, the “Accelerating Access to Capital Act of 2015,” and H.R. 5424, the “Investment Advisers Modernization Act of 2016.” (9/08/16)
Letter to the SEC on Electronic Delivery and Investment Company Reporting Modernization (09/06/16)
Date: September 6, 2016 Issue: SEC Reform To: Chair Mary Jo … Read more about Letter to the SEC on Electronic Delivery and Investment Company Reporting Modernization (09/06/16)
Letter to the House Subcommittee on Monetary Policy and Trade on the Federal Reserve Hearing (09/06/16)
Date: September 6, 2016 Issue: Systemic Risk and Capital Standards To: Brent J. … Read more about Letter to the House Subcommittee on Monetary Policy and Trade on the Federal Reserve Hearing (09/06/16)
Joint Trades Letter to the CFPB on the Proposed Arbitration Rule (08/22/2016)
Date: August 22, 2016 Issue: Consumer Financial Protection Bureau To: Consumer … Read more about Joint Trades Letter to the CFPB on the Proposed Arbitration Rule (08/22/2016)
Letter to the CFPB on the Proposed Arbitration Rule (08/22/2016)
Date: August 22, 2016 Issue: Consumer Financial Protection Bureau To: Consumer … Read more about Letter to the CFPB on the Proposed Arbitration Rule (08/22/2016)
Letter to the PCAOB on the Proposed Amendments Relating to the Supervision of Audits Involving Other Auditors and Proposed Auditing Standard – Dividing Responsibility for the Audit with Another Accounting Firm (07/29/16)
Date: July 29, 2016 Issue: Accounting To: Pheobe Brown, Secretary, Public … Read more about Letter to the PCAOB on the Proposed Amendments Relating to the Supervision of Audits Involving Other Auditors and Proposed Auditing Standard – Dividing Responsibility for the Audit with Another Accounting Firm (07/29/16)
Letter to New York Department of Labor on Payroll Card Proposal (7/14/15)
Date: July 14, 2016 Issue: Payroll Cards To: Mr. Michael Paglialonga, NYS … Read more about Letter to New York Department of Labor on Payroll Card Proposal (7/14/15)
Letters to U.S., E.U., and International Regulators on Margin Requirements (7/14/16)
Date: July 14, 2016 Issue: Tax To: The Honorable Jack Lew (Treasury), The … Read more about Letters to U.S., E.U., and International Regulators on Margin Requirements (7/14/16)
Letter on recommendations to H.R. 5485, “The Financial Services and General Government Appropriations Act, 2017” (07/06/16)
Date: July 6, 2016 Issue: Regulatory Reform To: U.S. House of … Read more about Letter on recommendations to H.R. 5485, “The Financial Services and General Government Appropriations Act, 2017” (07/06/16)
Letter supporting H.R. 4854, the “Supporting America’s Innovators Act of 2016,” and H.R. 4855, the “Fix Crowdfunding Act.” (07/5/16)
Date: July 5, 2016 Issue: Capital Formation To: The U.S. House of … Read more about Letter supporting H.R. 4854, the “Supporting America’s Innovators Act of 2016,” and H.R. 4855, the “Fix Crowdfunding Act.” (07/5/16)
Letter to Neel Kashkari on Financing Growth (6/27/216)
Date: June 27, 2016 Issue: Regulatory Reform To:Mr. Neel Kashkari, President and … Read more about Letter to Neel Kashkari on Financing Growth (6/27/216)